About the Company
COMPLY F & L s.r.o. (COMPLY) was founded in 2010 with the intention of providing professional compliance and internal audit services to financial institutions in the Czech Republic (investment intermediaries / insurance intermediaries / investment firms, securities brokers / banks / payment institutions / electronic money institutions and others). COMPLY currently provides services to dozens of financial services companies in the Czech Republic.
What are the benefits of partnering with COMPLY?
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We will ensure professional conduct of internal controls in a financial institution.
- We will provide certainty that a financial institution complies with applicable laws and official opinions of the ČNB (Czech National Bank).
- We will help you to eliminate the risk of sanctions from the ČNB or damages to the client.
- We will enable you to fully focus only on doing business in a financial institution.
It is a continuous, independent internal control in a financial institution, which aims to ensure compliance of legal obligations and obligations arising from the internal regulations of a financial institution.
It is an independent, objective assurance activity designed to detect deficiencies and risks in a financial institution that submits recommendations to remedy the identified deficiencies and eliminate the risks and oversees the adoption and implementation of such recommendations.
OUR TEAM
Mgr. Ondřej Fráňa, Executive Director (CEO)
Mr. Ondřej Fráňa graduated from the Faculty of Law of Palacky University in the Czech Republic (2004). He has extensive experience with internal control in financial institutions, having served as a director of compliance and internal audit with a securities broker and investment firm in the Czech Republic. In 2010, he founded COMPLY to offer external compliance and internal audit services to financial services providers.
Mr. Ondřej Fráňa specializes in compliance and internal audit for investment services providers, investment firms, insurance intermediaries, and credit institutions.
Mgr. Martin Hobza, Compliance & Internal Audit Officer
Mr. Martin Hobza graduated from the Faculty of Law of Charles University in the Czech Republic. Since 2012, he has been working with COMPLY. Martin Hobza specializes in compliance and internal audit for investment intermediaries, insurance brokers, and investment firms. At present, he is also a doctoral student at the Department of Financial Law, Faculty of Law of Charles University.
Bc. Vendula Brožková, Junior Compliance Officer
Ms. Vendula Brožková graduated from the Silesian University in Opava (Czech Republic). She has practical experience in the field of investment brokerage and insurance. Since 2014, she has been with COMPLY F&L s.r.o., and specializes in conducting compliance with investment brokers and insurance intermediaries.
Our specialists meet the conditions laid down by the decree of the Czech National Bank for conducting compliance and internal audit.